Chapter 1 - The Transition in Context
Christopher Saunders
The transition
from apartheid to democracy, from White minority rule to liberation,
is one of the
most important turning points in South
Africa’s history. To establish what kind of turning point it
was, and its significance, we must consider what came before and
after it. We also have to look at why the change took place, and
why it took the form it did. All these are very complex and contested issues. Assessing a turning point in the relatively recent past – in
this case only a decade ago – presents a particular difficulty,
for we are too close to it to know what its long-term significance
will be. Nevertheless, it is possible to make a preliminary assessment
of the causes, meaning and consequences of the transition from apartheid
to a democratic order in South Africa.
What was the significance of the transition?
The document that
perhaps best encapsulates the meaning of the transition is the Interim
Constitution
of 1993, which took effect at the time
of the first democratic election on 27 April 1994. In its Postamble
the Interim Constitution remembers “the divisions and strife
of the past, which generated gross violations of human rights, the
transgression of humanitarian principles in violent conflicts and a
legacy of hatred, fear, guilt and revenge”. The new Constitution
is presented as providing “a historic bridge”. On the one
side lies “the past of a deeply divided society characterised
by strife, conflict, untold suffering and injustice”. On the
other is “a future founded on the recognition of human rights,
democracy and peaceful co-existence and development opportunities for
all South Africans, irrespective of colour, race, class, belief or
sex”. These words, although very brief, may encapsulate accurately
the nature of the past and the possibilities of the future, but they
do not explain why the transition from apartheid to democracy occurred.
The way the particular
bridge of the Interim Constitution was built – first
in the negotiation process begun at Kempton Park in December 1991 and
then through the work of the Constitutional Assembly between 1994 and
1996 – is discussed in detail in Chapter 3. Though these formal
negotiations lie at the heart of the process of change with which
we are concerned, they are only part of what was a complex, multi-faceted
transition. Much political violence accompanied the transition, though,
some of it the result of deliberate destabilisation campaigns aimed
at subverting the transition. However, the transition occurred relatively
rapidly and without the racial civil war that most commentators in
the 1980s believed was inevitable. The April 1994 election was an
exciting
and momentous event for most people in South Africa.

Voters
queued for hours to participate in South Africa's
first democratic
elections in 1994
When the new Parliament
met, it was no longer a place where White men, the occasional woman
and, from 1984, some Coloureds and Indians
gathered;
now for the first time it reflected the whole nation.
Because of its
relatively peaceful nature, and because it took the country from
one of the most hated systems of rule ever devised
to
a democratic order, the transition is frequently regarded as
so remarkable, unexpected and successful as to warrant the term “miracle”.
There can be no doubt that the transition meant a dramatic and
sweeping transformation. After centuries of ethnic and racial conflict,
in the
mid-1980s South Africa entered the most repressive phase of apartheid.
This was a time characterised by the military occupation of townships,
mass detentions, assassinations and the widespread use of torture.
Though this seemed to most people to foretell a violent and prolonged
revolution, within a decade the country had become a constitutional
state with safeguards for individual liberty and numerous checks
and balances on the abuse of executive power. The transition was
not derailed,
as many expected and often seemed likely, but successfully completed,
and it ushered in an era of political stability.
Although the new Constitution ensured equality for everyone,
it permitted race-based legislation to redress the inequalities
of the past. |
To
gauge the full significance of this turning point it must
be remembered that it was not merely apartheid – defined
either as a set of policies dating back to 1948 or, more
broadly, as segregationist legislation dating back to the
early twentieth century – that was overturned.
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More than three
centuries of racist rule came to an end. As White pioneers moved
inland from the Cape they established their power over the indigenous
people and subordinated them to White rule. Though always a minority,
over the centuries Whites developed a system of supremacy that
by the 1960s had become the most elaborate system of racial discrimination
ever devised. Yet that system was dismantled in little more than
a decade. In the new order born in the early 1990s, all citizens
were for the first time equal in law, irrespective of race. The
end of apartheid and the surrender of political power by the White
minority to the majority constitutes, in the long perspective of
history, a key turning point, and one of world historical importance.
In no other country where settlers established themselves in power
had such a transition occurred.
What were the causes of the transition?
No turning point
of such magnitude can be explained by reference to a single cause.
There is no doubt that remarkable personalities played
key roles, chief among them Nelson Mandela himself, but no explanation
that turns on personalities alone can be adequate. A purely structural
explanation is also inadequate. Attempts at such explanations have
been made; they emphasise things like the collapse of the economy in
the late 1980s, or the increasing pressures exerted on the apartheid
regime by the international community, or the impact of the winding-down
of the Cold War from the mid-1980s and the collapse of communism in
Eastern Europe in the last months of 1989. No army of liberation marched
into Pretoria, but without the decades of armed struggle there would
probably have been no transition.
If historians
are pushed to establish a hierarchy of causes for the breakthrough
to negotiations, most would probably place the mass uprising
in the townships during the mid-1980s at the top of their list. It
brought home to the government the impossibility of continuing to
rule as before, provided the opportunity for Nelson Mandela to begin
talks
with the government, and led directly to the increased sanctions
that helped put such pressure on the regime that it began to negotiate,
at a time when the ending of the Cold War provided new opportunities
for a breakthrough to a new order. Talks between people linked to
the
government and members of the ANC began to break down old enmities and
establish trust. A conjuncture of interconnected events in the
late 1980s, some described in more detail in Chapter 2, provided
the parties with new opportunities and possibilities, and helped
persuade
President F.W. de Klerk to begin formal negotiations.
Why those negotiations
were successful is another question that can only be answered through
a detailed examination of the events of
the early 1990s. However, fear of failure – and the likely consequences
became all too apparent in the middle months of 1992, after the negotiations
had broken down temporarily – was a major consideration. Political
violence helped push the negotiators towards agreement on contested
issues. All preferred the compromises to the alternative of greater
violence and economic collapse. The founding election of April 1994
was, for all its flaws, sufficiently inclusive to be accepted as legitimate
by all major players.
What
was the importance of events beyond South Africa’s borders?
The collapse of
apartheid and the advent of democracy are often – wrongly – discussed
in isolation from the global and African contexts. Without the assistance
that the frontline states gave the exiled liberation movements over
the decades, there would have been no transition. While the democratic
South Africa created in the early 1990s was largely a home-grown product,
the wider context is essential to understanding its transition. That
South Africa’s de facto colony of Namibia
became independent through a relatively peaceful process
and emerged as a liberal democracy in March 1990 was an essential
preliminary to the South African transition
that followed.
The transition
in South Africa can be viewed as the fourth and final wave of African
decolonisation. The first, taking place mostly in the
1960s, had brought political independence to most of the countries
of tropical Africa and the small Southern African countries of Botswana,
Lesotho and Swaziland. With the second wave, independence came to
Angola and Mozambique in 1975. The third meant independence for Zimbabwe
in
1980 and Namibia a decade later. The South African case was different
from all these. In other countries, the struggle had been against
colonial rule, whereas in South Africa the contest was for the transfer
of power
from a White minority to an inclusive majority. Link Af decol above
to our Gr 12 lessons
South Africa’s formal status as a colony had ended with the
grant of effective independence by Britain during the earlier part
of the
twentieth century. Colonial rule survived as White minority rule;
the end of that system in 1994 can be seen as a form of decolonisation.
The South African
case is an example of decolonisation taking the form of neo-colonialism – one elite surrendered power to another,
with the incoming group agreeing to govern in a way acceptable to the
outgoing one. In this view the post-apartheid government has been so
constrained by the continuing legacies of apartheid rule and the power
of global capitalism, that it has been unable to pursue the radical
agenda that would bring true freedom to the masses. From this perspective
political emancipation was little more than a sham. The post-apartheid
government did not attempt to change the economic system, but instead
became, in the interests of promoting economic growth, even firmer
advocates of liberal capitalism than their predecessors.
What was the nature of the negotiated settlement?
Because it was
a negotiated settlement the transition inevitably involved a series
of compromises.
Those who handed over power insisted on some
control over the new order – hence the constitutional principles,
the provisions for a Government of National
Unity and the “sunset” clauses
ensuring continuity of personnel. A new, interim democratic constitution
was ratified by the outgoing apartheid-era Parliament in December 1993.
As in Britain, argues Daryl Glaser, the transition in South Africa “involved
a surrender of exclusive political power by a domestic ruling class
to its social subordinates, accompanied by an effort to protect social
and economic privilege from the newly enfranchised” (Glaser,
2001: 201).
Such an evolutionary
transition, based on compromise, represented for some a “selling-out” of the revolutionary cause for which
the liberation struggle had been fought. They chose not to emphasise
the miraculous aspects of the transition or to see it as bringing real
freedom, but rather to play down the significance of this turning point
and to stress the limitations of process and outcome. People who took
this latter view included those who had hoped not only for an end to
apartheid, but also for the overthrow of the capitalist system itself.
With their expectations for revolutionary change dashed, they claimed
that the negotiated settlement brought little more than superficial
political change and did not substantially alter the lives of the poor.
While the outcome did restore dignity to those who had previously been
unable to vote, South African society remained one of the most unequal
in the world. As the country celebrated ten years of “freedom” (the
meaning of which is discussed in depth in Chapter 4), many called for
a socio-economic “revolution” to follow the political one,
for social and economic transformation to end the widespread poverty
that continued to exist – though how this would be done was
never made clear.
Because they believed
it was vitally important in making the transition possible, those
who took power followed essentially the same economic
policies as their predecessors. They accepted the neo-liberal prescriptions
of the international financial institutions as necessary if South
Africa was to grow and to enter the world economy. Critics of the
transition
condemned what they saw as a series of pacts between old and new
elites, deals which had no significant involvement of ordinary
people and were
not in their interests. Though in some respects post-apartheid
South Africa did successfully integrate itself in the world economy,
economic
growth remained sluggish and large numbers of jobs were lost. Critics
asked what “freedom” meant to those without food or the
ability to pay for the new services now available.
How did South Africans respond to the negotiated settlement?
The immediate aftermath
of the founding election was a time of euphoria about the success
of the “miracle”. For those who wrote
about the South African transition at that time, the negotiated political
settlement was a triumph of democracy. With the National Party’s
withdrawal from the Government of National Unity in mid-1996, it became
easier to see that power had passed to the majority. The transition
then increasingly began to be interpreted as involving essentially
a transfer of power from White minority rule to Black majority rule.
For a number of Black scholars the election of April 1994 represented
not so much the triumph of democracy, or even emancipation from apartheid,
but rather liberation in the sense of independence from settler rule.
The logo of the Pan Africanist Congress explicitly linked South Africa
to Ghana as the first country in tropical Africa to win independence
in the 1960s and whose leaders had spoken of overthrowing settler rule.
Although not many voted for the Pan Africanist Congress in the 1994
election, many ANC supporters shared this interpretation, in which
African decolonisation ended not with Namibia’s becoming independent
in 1990, but with an ANC government taking office in South Africa
in May 1994.
Had the transition
been followed by civil strife or anarchy, it would be less easy
to see it as a turning point. As it happened, however,
the reconciliation policies of Nelson Mandela and his associates
successfully defused both the political violence in KwaZulu-Natal
and the threat
from the White far-right wing. The outcome was a stable order that
faced tremendous challenges, many the legacy of apartheid, but
no serious threat from within the country. The Truth
and Reconciliation Commission
(TRC), set up by the post-apartheid government as a way to deal
with
the past, played a significant role in achieving this.
The Interim Constitution
of 1993 spoke of “a need for understanding
but not for vengeance, a need for reparation but not for retaliation,
a need for ubuntu but not for victimisation”. It also said, “The
pursuit of national unity, the well-being of all South African citizens
and peace require reconciliation between the people of South Africa
and the reconstruction of society.” Therefore, the first
democratic Parliament approved legislation that set up the TRC.
Then Archbishop
Desmond Tutu was appointed Chair of the Commission by President Mandela,
with Alex Boraine as his deputy. In 1995
the Commission began its work, with victims testifying in public
hearings
and perpetrators applying for amnesty. After some 5 000 of the
over 20 000 victims who came forward had testified in public,
the Commission
presented a five-volume Report to President Mandela in October
1998. It took longer than expected for the Commission’s amnesty committee
to deal with the over 7 000 amnesty applications, and it was not until
early 2003 that the final two volumes of the Commission’s
Report were completed. Only then did the government take a
decision on final
reparation payments to victims.
There were numerous
flaws in the TRC process. What the government paid as reparations
fell far short of what the TRC had recommended.
Many
high-profile perpetrators had been given amnesty on the grounds
that they had made full disclosure and that their acts had
been politically
motivated. However, many other perpetrators, and those who
had given the orders, had not come forward. More people had died
as a result
of apartheid in the region than in South Africa itself, but
much of what had gone on in other countries was not disclosed, for
the military
in particular did not co-operate in uncovering that truth.
Nevertheless,
for all its flaws, the TRC did uncover who had been responsible
for many horrible deeds, and brought that horrific past to
the surface
of public discourse.
The extent to
which the work of the TRC will promote national reconciliation in
the long run remains to be seen. In this
respect the transition
remains incomplete. Ten years is too short a time for a democratic
culture to take root, and the present crises of Zimbabwe
and HIV/AIDS pose threats to the consolidation of the new democracy.
The full
story of this most recent turning point in South Africa’s
history can only be told in the future.
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